Unclaimed
Bryan John Sandy is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Bryan has been in the financial services industry since November 2015. Bryan holds Series 6, 7TO, 26, and 63 licenses and is registered in 32 states. In addition to their financial services, Bryan may also provide investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MN
11/02/2015 - Present
Northwestern Mutual Investment Services, LLC (MENDOTA HTS MN)
BC
Issued 11/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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