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Bryan J Waiksnis

R. F. Lafferty & CO., Inc.

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About Bryan J Waiksnis

Bryan Waiksnis is a financial professional with over 20 years of experience in the industry. Bryan is currently registered with R. F. Lafferty & Co., Inc. in New York, NY. Previously, Bryan Waiksnis was registered with COVA CAPITAL PARTNERS LLC in Syosset, NY. Bryan Waiksnis has held previous positions at several other firms, including CHIMERA SECURITIES, LLC, T3 TRADING GROUP, LLC, HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C, HUDSON SECURITIES,INC., QUAD CAPITAL, LLC, KNIGHT EQUITY MARKETS, L.P, KNIGHT CAPITAL MARKETS, LLC., JEFFERIES & COMPANY, INC. Bryan Waiksnis holds several industry licenses, including Series 7, Series 24, Series 55, Series 63, and SIE. Bryan specializes in providing investment advice to high-net-worth individuals and corporations. Bryan's experience and qualifications make him a valuable asset to any investor looking for financial guidance.

Firm Information

Bryan Waiksnis is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bryan Waiksnis’s Registration & Firm History

NY

10/15/2020 - Present

R. F. Lafferty & CO., Inc. (NEW YORK NY)

NY

07/06/2020 - 10/16/2020

COVA CAPITAL PARTNERS LLC (Syosset NY)

NY

11/16/2015 - 05/23/2017

CHIMERA SECURITIES, LLC (NEW YORK NY)

NY

12/19/2011 - 03/16/2012

T3 TRADING GROUP, LLC (NEW YORK NY)

NY

06/13/2011 - 12/12/2011

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (GREAT NECK NY)

NY

12/13/2010 - 03/23/2011

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)

NJ

11/22/2010 - 12/13/2010

HUDSON SECURITIES,INC. (JERSEY CITY NJ)

NY

10/06/2010 - 11/16/2010

QUAD CAPITAL, LLC (NEW YORK NY)

NY

01/07/2008 - 04/06/2009

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (SYOSSET NY)

NY

01/24/2005 - 11/01/2006

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (SYOSSET NY)

NY

11/03/2004 - 01/10/2005

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NJ

04/24/2003 - 08/10/2004

KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)

NY

04/03/1996 - 08/10/2004

KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 07/13/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/22/2000

Series 24 - General Securities Principal Examination

BC

Issued 07/06/2020

Series 7TO - General Securities Representative Examination

BC

Issued 05/23/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/02/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Bryan J Waiksnis. Review regulatory record here.
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