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Bryan J. Prohm

Pickwick Capital Partners, LLC

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About Bryan J. Prohm

Bryan Prohm is a financial professional with over 15 years of experience in the industry. Currently, Bryan is registered with Pickwick Capital Partners, LLC and is actively licensed in 13 states. Bryan has a broad range of experience, having worked with firms such as Javelin Securities, LLC, Innovation Partners LLC, Silverwood Partners and Cowen and Company. Bryan's expertise includes holding the Series 7, 63, 86, and 87 licenses, as well as the SIE exam.

Firm Information

Bryan Prohm is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bryan Prohm’s Registration & Firm History

NY

01/31/2024 - Present

Pickwick Capital Partners, LLC (WHITE PLAINS NY)

MA

05/18/2022 - 01/31/2024

JAVELIN SECURITIES, LLC (COHASSET MA)

NC

08/02/2021 - 03/16/2022

INNOVATION PARTNERS LLC (CHARLOTTE NC)

MA

03/02/2016 - 10/23/2020

SILVERWOOD PARTNERS (SHERBORN MA)

MA

03/14/2007 - 09/10/2015

COWEN AND COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 08/06/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2007

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 07/12/2007

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/13/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bryan J. Prohm.
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