Unclaimed
Bryan Prohm is a financial professional with over 15 years of experience in the industry. Currently, Bryan is registered with Pickwick Capital Partners, LLC and is actively licensed in 13 states. Bryan has a broad range of experience, having worked with firms such as Javelin Securities, LLC, Innovation Partners LLC, Silverwood Partners and Cowen and Company. Bryan's expertise includes holding the Series 7, 63, 86, and 87 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/31/2024 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
MA
05/18/2022 - 01/31/2024
JAVELIN SECURITIES, LLC (COHASSET MA)
NC
08/02/2021 - 03/16/2022
INNOVATION PARTNERS LLC (CHARLOTTE NC)
MA
03/02/2016 - 10/23/2020
SILVERWOOD PARTNERS (SHERBORN MA)
MA
03/14/2007 - 09/10/2015
COWEN AND COMPANY (BOSTON MA)
BC
Issued 08/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/12/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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