Unclaimed
Bryan Grassi Dow is a financial professional with over 18 years of experience in the industry. Bryan has a strong background in investment banking, having worked at several firms including Needham & Company, LLC, ThinkEquity LLC and Mooreland Partners LLC. Bryan is currently registered with Cantor Fitzgerald & Co. as a General Securities Principal and is licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/03/2024 - Present
Cantor Fitzgerald & Co. (San Francisco CA)
CA
07/01/2019 - 11/27/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (Foster City CA)
CA
01/14/2013 - 07/02/2019
MOORELAND PARTNERS LLC (FOSTER CITY CA)
CA
09/04/2007 - 10/25/2012
THINKEQUITY LLC (SAN FRANCISCO CA)
CA
12/07/2004 - 09/05/2007
NEEDHAM & COMPANY, LLC (MENLO PARK CA)
BC
Issued 10/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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