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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bryan? Claim Your ProfileBryan Berthold is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. Bryan has been in the industry since November 18, 1997. Bryan has been with Merrill Lynch since October 2009, and previously worked at BANC OF AMERICA INVESTMENT SERVICES, INC. in Santa Barbara, California. Bryan has passed the Series 63, 65, 7, 24, 52, 53, and SIE exams and is licensed in Connecticut and Florida. Bryan's firm, Merrill Lynch, has approximately $10 to $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/21/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
CA
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SANTA BARBARA CA)
NY
08/29/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
RI
04/08/1999 - 07/13/2000
CITIZENS FINANCIAL SERVICES INC. (JOHNSTON RI)
IN
09/09/1998 - 05/19/1999
CONSECO FINANCIAL SERVICES, INC. (CARMEL IN)
MA
03/21/1997 - 02/23/1998
FIS SECURITIES, INC. (BOSTON MA)
IA
Issued 07/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/07/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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