Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bryan? Claim Your ProfileBryan Edward Smith is a financial advisor currently registered with LPL Financial LLC. Bryan has been in the financial industry since 1989, starting with F.N. Wolf & Co., Inc. He holds the Series 7, 24, 63 and 65 securities licenses and is a Certified Financial Planner and Chartered Financial Consultant. Bryan has held previous registrations with NFP Securities, Inc., Signator Investors, Inc. and John Hancock Mutual Life Insurance Company. Bryan has over 30 years of experience in the financial industry and is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/01/2011 - Present
LPL Financial LLC (RALEIGH NC)
NC
03/03/2010 - 06/01/2011
NFP SECURITIES, INC. (WHITSETT NC)
NC
07/05/1990 - 03/04/2010
SIGNATOR INVESTORS, INC. (GARNER NC)
MA
07/05/1990 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
07/18/1989 - 03/03/1990
F.N. WOLF & CO., INC.
IA
Issued 01/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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