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Bryan Douglas Baca

Royal Fund Management, LLC

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About Bryan Douglas Baca

Bryan Baca is an investment advisor representative at Royal Fund Management, LLC. Bryan Baca is registered with the state of Oklahoma and Texas. Bryan Baca has been in the financial services industry since 1994. Bryan Baca has experience at firms such as Summit Brokerage Services, Inc., VSR Financial Services, Inc., LPL Financial LLC, Securities America, Inc., Local Securities Corporation, NYLIFE Securities Inc., and PRUCO Securities Corporation. Bryan Baca has also worked as an owner and manager of rental real estate and has a small cow/calf farming operation.

Firm Information

Bryan Baca is currently registered with Royal Fund Management, LLC. Royal Fund Management, LLC is a registered investment advisor based in LADY LAKE, FL. They offer advisory services in portfolio management for individuals and businesses, as well as financial planning and selection of other advisors. They primarily serve individuals (both high-net-worth and other), corporations, and businesses. They do not have a wrap fee program. They have approximately 11,583 clients with $1,361,849,417 in regulatory assets under management.
Royal Fund Management, LLC

1515 BUENOS AIRES BLVD

LADY LAKE, FL 32159

$1.36B

Assets Under Management

6

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisor to other advisers

Sub-advisor to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bryan Baca’s Registration & Firm History

OK

12/12/2016 - Present

Royal Fund Management, LLC (Clinton OK)

OK

09/01/2016 - 12/21/2016

SUMMIT BROKERAGE SERVICES, INC. (CLINTON OK)

OK

10/20/2014 - 09/01/2016

VSR FINANCIAL SERVICES, INC. (CLINTON OK)

OK

11/29/2013 - 11/04/2014

LPL FINANCIAL LLC (CLINTON OK)

OK

10/12/2000 - 12/17/2013

SECURITIES AMERICA, INC. (CLINTON OK)

OK

09/07/1999 - 10/20/2000

LOCAL SECURITIES CORPORATION (OKLAHOMA CITY OK)

NY

02/27/1998 - 07/21/1999

NYLIFE SECURITIES INC. (NEW YORK NY)

NJ

05/11/1994 - 02/12/1998

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 01/26/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/30/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/20/2007

Series 24 - General Securities Principal Examination

BC

Issued 12/21/2016

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/1997

Series 7 - General Securities Representative Examination

BC

Issued 05/10/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Bryan Douglas Baca. Review regulatory record here.
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