Unclaimed
Bryan David Hughes is a financial advisor with Northwestern Mutual Investment Services, LLC. Bryan has been in the industry since June 2008 and is currently registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative. Bryan is also a registered Investment Advisor Representative with the state of Florida. Bryan has experience in the financial services industry with Goldman, Sachs & Co. prior to joining Northwestern Mutual. Bryan holds the Series 7 and Series 63 licenses. Bryan is committed to providing his clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
02/16/2011 - Present
Northwestern Mutual Investment Services, LLC (AVENTURA FL)
NY
01/31/2007 - 09/24/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 05/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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