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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bryan? Claim Your ProfileBryan Darryl Austin is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a company with approximately $10 billion - $50 billion in assets under management. Bryan Darryl Austin is licensed to provide investment advice in 53 states and has been in the financial industry since July 11, 2011. Bryan Darryl Austin is also registered with FINRA, a self-regulatory organization (SRO), in Colorado and Texas. Bryan Darryl Austin provides investment advisory services to individuals and businesses, and specializes in financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/23/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
FL
08/16/2007 - 02/20/2009
CITIGROUP GLOBAL MARKETS INC. (SARASOTA FL)
FL
04/10/2003 - 04/25/2007
SUNTRUST INVESTMENT SERVICES, INC. (NAPLES FL)
BOTH
Issued 02/18/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/07/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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