Unclaimed
Bryan Bergin is a registered representative with TD Securities (usa) LLC. Bryan has been in the securities industry since January 1, 2013. Prior to joining TD Securities (usa) LLC, Bryan worked at Cowen and Company and Cowen Securities LLC. Bryan holds the Series 7, Series 86, Series 87, and SIE licenses. Bryan is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/05/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
05/20/2013 - 04/08/2024
COWEN AND COMPANY (NEW YORK NY)
NY
01/01/2013 - 05/29/2013
COWEN SECURITIES LLC (NEW YORK NY)
BC
Issued 01/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2013
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/22/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/28/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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