Unclaimed
Bryan Doherty is a securities professional with over 20 years of experience in the financial services industry. Bryan currently works as a registered representative for Guggenheim Securities, LLC in their Menlo Park, CA office. Bryan's experience includes previous roles at William Blair & Company L.L.C. He is a licensed Series 7, 24, 63, and 79 securities professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/05/2024 - Present
Guggenheim Securities, LLC (Menlo Park CA)
CA
07/21/2014 - 12/15/2023
WILLIAM BLAIR (SAN FRANCISCO CA)
IL
08/04/2003 - 07/14/2006
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
BC
Issued 11/07/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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