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Bryan Barry Doherty

Guggenheim Securities, LLC

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About Bryan Barry Doherty

Bryan Doherty is a securities professional with over 20 years of experience in the financial services industry. Bryan currently works as a registered representative for Guggenheim Securities, LLC in their Menlo Park, CA office. Bryan's experience includes previous roles at William Blair & Company L.L.C. He is a licensed Series 7, 24, 63, and 79 securities professional.

Firm Information

Bryan Doherty is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bryan Doherty’s Registration & Firm History

CA

03/05/2024 - Present

Guggenheim Securities, LLC (Menlo Park CA)

CA

07/21/2014 - 12/15/2023

WILLIAM BLAIR (SAN FRANCISCO CA)

IL

08/04/2003 - 07/14/2006

WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)

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Licenses & Designations

BC

Issued 11/07/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/07/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/01/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bryan Barry Doherty.
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