Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bryan? Claim Your ProfileBryan Anthony Diaz is a financial advisor who has been in the industry since 2004. Bryan is currently registered with LPL Financial LLC in California and Texas and has been with this firm since May 2018. Prior to this, Bryan was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated from October 2009 to May 2018. Bryan holds Series 66, Series 7, Series 31, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/27/2023 - Present
LPL Financial LLC (VISTA CA)
CA
10/23/2009 - 05/14/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
CA
02/22/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN JOSE CA)
CA
04/02/2007 - 02/26/2008
MORGAN STANLEY & CO., INCORPORATED (PALO ALTO CA)
CA
10/14/2004 - 04/02/2007
MORGAN STANLEY DW INC. (PALO ALTO CA)
BOTH
Issued 12/08/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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