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Bryan Anh Le

Rothschild & Co. US Inc.

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About Bryan Anh Le

Bryan Anh Le is a registered representative with Rothschild & Co. US Inc., a firm based in Santa Monica, California. Bryan holds the SIE and Series 79TO licenses, allowing him to provide investment banking services to clients. Bryan began working with Rothschild & Co. US Inc. in August 2023.

Firm Information

Bryan Le is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bryan Le’s Registration & Firm History

CA

08/29/2023 - Present

Rothschild & Co. US Inc. (Santa Monica CA)

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Licenses & Designations

BC

Issued 08/28/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/26/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bryan Anh Le.
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