Unclaimed
Bryan Andrew Sifert is a financial professional with over 23 years of experience in the financial services industry. Bryan currently works at UBS Securities LLC and UBS Financial Services Inc. Bryan previously worked at CREDIT SUISSE SECURITIES (USA) LLC, ABN AMRO INCORPORATED, and CREDIT SUISSE FIRST BOSTON CORPORATION. Bryan holds Series 3, 4, 7, 10, 16, 24, and 63 licenses. Bryan is registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/17/2023 - Present
UBS Securities LLC (NEW YORK NY)
NY
05/04/2005 - 10/17/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CT
08/30/2001 - 03/03/2005
ABN AMRO INCORPORATED (STAMFORD CT)
NY
10/12/1999 - 08/24/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 10/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/2010
Series 24 - General Securities Principal Examination
BC
Issued 11/14/2005
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2008
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/2003
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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