Unclaimed
Bryan McCarthy is a financial advisor with over 12 years of experience in the industry. Bryan is currently registered with Marex Capital Markets Inc. Bryan has worked for several firms including Interactive Brokers Corp., Interactive Brokers LLC, R.W. Smith & Associates, Inc., and Ameriprise Financial Services, Inc. Bryan is licensed to sell securities in 31 states and is currently active with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
03/03/2015 - Present
Marex Capital Markets Inc. (Miami FL)
NJ
03/31/2010 - 12/31/2014
INTERACTIVE BROKERS CORP. (JERSEY CITY NJ)
CT
03/31/2010 - 12/31/2014
INTERACTIVE BROKERS LLC (GREENWICH CT)
NJ
02/19/2008 - 09/11/2009
R.W. SMITH & ASSOCIATES, INC. (FREEHOLD NJ)
NJ
08/14/2007 - 10/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MATAWAN NJ)
BOTH
Issued 09/01/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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