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Bryan Adam McCarthy

Marex Capital Markets Inc.

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About Bryan Adam McCarthy

Bryan McCarthy is a financial advisor with over 12 years of experience in the industry. Bryan is currently registered with Marex Capital Markets Inc. Bryan has worked for several firms including Interactive Brokers Corp., Interactive Brokers LLC, R.W. Smith & Associates, Inc., and Ameriprise Financial Services, Inc. Bryan is licensed to sell securities in 31 states and is currently active with FINRA.

Firm Information

Bryan McCarthy is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bryan McCarthy’s Registration & Firm History

FL

03/03/2015 - Present

Marex Capital Markets Inc. (Miami FL)

NJ

03/31/2010 - 12/31/2014

INTERACTIVE BROKERS CORP. (JERSEY CITY NJ)

CT

03/31/2010 - 12/31/2014

INTERACTIVE BROKERS LLC (GREENWICH CT)

NJ

02/19/2008 - 09/11/2009

R.W. SMITH & ASSOCIATES, INC. (FREEHOLD NJ)

NJ

08/14/2007 - 10/01/2007

AMERIPRISE FINANCIAL SERVICES, INC. (MATAWAN NJ)

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Licenses & Designations

BOTH

Issued 09/01/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Bryan Adam McCarthy.
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