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Bryan A Paul

Principal Advised Services

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About Bryan A Paul

Bryan Paul is an investment advisor representative with Principal Advised Services. Bryan has been in the industry since 2002. Bryan is registered with the state of Arkansas and Iowa as well as the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Bryan has passed the Series 6, 7, 63, and 65 exams and is licensed to offer financial planning and portfolio management services. Bryan has a diverse background in the financial services industry, having worked for several prominent firms including Tower Square Securities, Inc., MetLife Securities Inc., and New England Securities. Bryan has a strong commitment to providing personalized financial advice to help clients achieve their financial goals.

Firm Information

Bryan Paul is currently registered with Principal Advised Services. Principal Advised Services is a registered investment advisor based in Des Moines, IA. They offer portfolio management for individuals and selection of other advisors. The firm manages $569,489,941 in regulatory assets under management, primarily for individuals other than high-net-worth individuals. They also have a wrap fee program.
Principal Advised Services

655 9TH STREET

DES MOINES, IA 50309

$569.49M

Assets Under Management

1,268

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bryan Paul’s Registration & Firm History

AR

08/09/2024 - Present

Principal Advised Services (CONWAY AR)

NY

01/12/2009 - 08/05/2010

TOWER SQUARE SECURITIES, INC. (WELLSVILLE NY)

MA

12/05/2005 - 12/24/2008

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

12/05/2005 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NJ

02/17/2005 - 12/31/2005

CITISTREET EQUITIES LLC (SOMERSET NJ)

NY

11/20/2003 - 11/01/2004

NEW ENGLAND SECURITIES (NEW YORK NY)

IA

05/09/2002 - 12/04/2003

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

IA

Issued 12/21/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/08/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2007

Series 7 - General Securities Representative Examination

BC

Issued 05/08/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bryan A Paul.
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