Unclaimed
Brunai Alia Johnson is a financial advisor with over 8 years of experience in the industry. Brunai is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. as a registered representative and investment advisor representative. Prior to that, Brunai worked for BANCWEST INVESTMENT SERVICES, INC. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brunai has passed the Series 66, Series 7 and SIE exams. Brunai is currently licensed and registered in 11 states and has held registration licenses in more states in the past. Brunai's previous experience includes working with Bank of the West and Bank of America, N.A.. Brunai focuses on providing financial advice to individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/06/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PHOENIX AZ)
AZ
09/08/2018 - 05/13/2022
BANCWEST INVESTMENT SERVICES, INC. (TEMPE AZ)
AZ
03/22/2017 - 09/11/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
BOTH
Issued 06/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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