Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Lombardi is a financial advisor with over 15 years of experience in the financial services industry. Bruce currently works at Rockefeller Financial LLC. Bruce specializes in providing financial planning, portfolio management, and selection of other advisors for individuals, businesses, and institutions. Bruce has a strong track record of success and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
06/29/2021 - Present
Rockefeller Financial LLC (Stamford CT)
NY
10/04/2010 - 10/04/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
GA
10/01/2008 - 11/13/2009
J.P. MORGAN SECURITIES INC. (ATLANTA GA)
GA
11/16/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (ATLANTA GA)
NY
08/04/2006 - 11/17/2006
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
01/28/2004 - 08/01/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NA
11/25/1987 - 04/19/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 02/26/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/19/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/08/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/07/2020
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/09/1993
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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