Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce William Lick is a financial advisor with over 40 years of experience in the financial services industry. He is currently registered with Wells Fargo Clearing Services, LLC in Bloomington, Minnesota. Bruce William Lick has a wide range of experience, having previously worked at Prudential Securities Incorporated, Salomon Smith Barney Inc., Furman Selz LLC, Kemper Securities Group, Inc., Blunt Ellis & Loewi Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc., and Paine, Webber, Jackson & Curtis Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
03/09/2021 - Present
Wells Fargo Clearing Services, LLC (BLOOMINGTON MN)
NY
03/31/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/09/1996 - 04/19/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/23/1992 - 03/04/1996
FURMAN SELZ LLC (NEW YORK NY)
MO
09/04/1990 - 04/08/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
05/29/1990 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NY
04/11/1988 - 06/29/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
07/14/1978 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
02/01/1977 - 07/03/1978
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 01/04/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1986
Series 3 - National Commodity Futures Examination
BC
Issued 10/11/1978
PC - AMEX Put and Call Exam
BC
Issued 01/15/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Bruce Lick is the right advisor for you? Invested Better is here to help.
