Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Woods is a registered representative with LPL Financial LLC. Bruce has been in the financial services industry since 1983 and has held previous positions with Associated Securities Corp., FSC Securities Corporation and SIFE. Bruce holds the Series 6, 7, 26 and 63 licenses as well as the Series 65 license. Bruce is registered to provide investment advice in 31 states. In addition to working at LPL Financial, Bruce is a Board Member of Donner Euer Valley Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/27/2013 - Present
LPL Financial LLC (CONCORD CA)
CA
11/06/2008 - 09/08/2009
ASSOCIATED SECURITIES CORP. (CONCORD CA)
CA
12/08/1999 - 11/04/2008
FSC SECURITIES CORPORATION (CONCORD CA)
CA
05/04/1983 - 12/07/1999
SIFE (WALNUT CREEK CA)
IA
Issued 02/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/22/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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