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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Wayne Swayze is a financial advisor with over 40 years of experience in the financial industry. Bruce Wayne Swayze is a registered representative with Osaic Wealth, Inc. and is licensed to provide financial services in Arizona, California, Florida, Hawaii, Oregon, and Washington. Bruce Wayne Swayze specializes in providing financial planning, pension consulting, and portfolio management services for individuals, businesses, and charitable organizations. Bruce Wayne Swayze has a strong track record of success in helping clients achieve their financial goals. Bruce Wayne Swayze is committed to providing clients with personalized service and a high level of professionalism.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
06/14/2024 - Present
Osaic Wealth, Inc. (Molalla OR)
OR
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Molalla OR)
OR
06/23/2000 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (Molalla OR)
UT
01/23/1995 - 07/19/2000
PACIFIC HARBOR SECURITIES, INC. (HIGHLAND UT)
WA
03/10/1992 - 07/24/1995
KMS FINANCIAL SERVICES, INC. (SEATTLE WA)
CA
08/25/1989 - 03/03/1992
FIRST AFFILIATED SECURITIES, INC. (LA JOLLA CA)
NA
02/03/1986 - 08/25/1989
PFG SECURITIES, INC.
NA
03/05/1985 - 02/19/1986
CARDELL & ASSOCIATES, INCORPORATED
NA
04/02/1984 - 01/07/1985
WZW FINANCIAL SERVICES, INC.
BOTH
Issued 06/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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