Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Wayne Rideaux is a financial advisor associated with Hilltop Securities Inc. in Dallas, Texas. Bruce has over 19 years of experience in the financial services industry. Bruce is registered with the state of Texas and holds the Series 7, 31, 50, 52TO, 63 and 66 securities licenses. Bruce is specialized in providing financial advice and services in a variety of areas, including investment management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
09/29/2022 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
05/23/2006 - 11/21/2014
FIRST SOUTHWEST COMPANY (DALLAS TX)
TX
11/12/2003 - 06/01/2006
UBS FINANCIAL SERVICES INC. (FT. WORTH TX)
BC
Issued 08/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/03/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 02/12/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/20/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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