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Bruce Wayne Hanks

Wealth Management OF Kentucky, Inc.

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About Bruce Wayne Hanks

Bruce Wayne Hanks is a registered Investment Advisor Representative with Wealth Management Of Kentucky, Inc. Bruce is a financial professional with over 20 years of experience in the industry. Bruce is also a licensed insurance agent for estate planning and provides financial planning, selection of other advisors, and portfolio management for individuals. Bruce has held previous positions with PURSHE KAPLAN STERLING INVESTMENTS, CAMBRIDGE INVESTMENT RESEARCH, INC., LPL FINANCIAL LLC, MORGAN KEEGAN & COMPANY, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and DEAN WITTER REYNOLDS INC.

Firm Information

Bruce Hanks is currently registered with Wealth Management OF Kentucky, Inc.. Wealth Management OF Kentucky, Inc. is an independent financial advisor with 2 licensed agents and 2 investment advisor representatives. The firm manages approximately $13,498,615 in assets for 77 clients. They offer a range of services, including financial planning, portfolio management for individuals, and selection of other advisors.

$13.50M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bruce Hanks’s Registration & Firm History

KY

10/01/2021 - Present

Wealth Management OF Kentucky, Inc. (LEXINGTON KY)

KY

08/15/2014 - 05/22/2015

PURSHE KAPLAN STERLING INVESTMENTS (Lexington KY)

KY

02/13/2013 - 09/19/2013

CAMBRIDGE INVESTMENT RESEARCH, INC. (LEXINGTON KY)

KY

03/10/2003 - 01/31/2013

LPL FINANCIAL LLC (LEXINGTON KY)

TN

04/25/2001 - 03/19/2003

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

NY

12/24/1998 - 05/02/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

09/12/1997 - 12/03/1998

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 10/21/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/19/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/29/2003

Series 24 - General Securities Principal Examination

BC

Issued 05/22/2015

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 09/11/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 3 public disclosures for Bruce Wayne Hanks. Review regulatory record here.
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