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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Wayne Haltinner is a financial advisor with Wells Fargo Clearing Services, LLC, based in Venice, FL. Bruce has been in the industry since 1984 and holds Series 63, 7, 9, 10, 31, and SIE licenses. Bruce has also earned the Certified Financial Planner designation. Bruce specializes in working with individuals, businesses, corporations, charitable organizations, high net worth individuals, pension and profit-sharing plans, and insurance companies. In addition to working with Wells Fargo Clearing Services, LLC, Bruce is an Investment Committee Member for the Sertoma Club of Venice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/03/2014 - Present
Wells Fargo Clearing Services, LLC (VENICE FL)
FL
09/30/2009 - 06/05/2014
RAYMOND JAMES & ASSOCIATES, INC. (VENICE FL)
FL
01/01/2008 - 10/02/2009
WELLS FARGO ADVISORS, LLC (VENICE FL)
FL
04/18/1984 - 01/03/2008
A. G. EDWARDS & SONS, INC. (VENICE FL)
BC
Issued 04/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/03/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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