Unclaimed
Bruce Horng is a financial advisor with over 20 years of experience in the industry. Bruce currently works for Navy Federal Investment Services, LLC., a firm with over $1 billion in assets under management. Bruce is a Series 6, 7, 63, 65, and SIE licensed financial professional. Bruce is registered in Alabama, Florida, Georgia, and New Mexico. Bruce has a history of working with individual and high-net-worth clients. Bruce offers a range of financial services including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
02/19/2025 - Present
Navy Federal Investment Services, LLC (Brookhaven GA)
GA
05/05/2014 - 07/30/2024
PRUCO SECURITIES, LLC. (Atlanta GA)
GA
06/13/2008 - 06/09/2009
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (ATLANTA GA)
GA
01/24/2008 - 04/21/2008
AMERIPRISE FINANCIAL SERVICES, INC. (ATLANTA GA)
NY
08/23/2001 - 02/22/2002
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
10/04/2000 - 01/18/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/10/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/05/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/10/2001
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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