Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce McMillan is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Bruce has been in the financial industry since 1981. Bruce has worked for various firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Brae Securities Corporation, Winthrop Securities Co., Inc., and Itel Securities Corporation. Bruce is a registered investment advisor in several states and is licensed with FINRA. Bruce holds a Series 63, Series 65, Series 7, Series 1, and Series 39 license. Bruce is a co-trustee for his father's trust, executor for his brother's estate, trustee for his brother's trust, trustee for his sister-in-law's trust, and trustee for his brother's family trust. Bruce is also an investment committee member for the St. Andrew's Society of San Francisco.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/28/2022 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
09/11/1984 - 05/02/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
NA
02/26/1982 - 08/20/1986
BRAE SECURITIES CORPORATION
NA
07/26/1983 - 04/06/1984
WINTHROP SECURITIES CO., INC.
NA
11/06/1978 - 10/31/1979
ITEL SECURITIES CORPORATION
IA
Issued 06/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/1981
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 10/31/1978
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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