Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Thomas Brown is an Investment Advisor Representative with Osaic Wealth, Inc. in Fayetteville, North Carolina. Bruce has been in the industry since June 1, 1994. Bruce has a total of 8 approved state registrations. Bruce is registered with FINRA as a registered representative and is also registered with the state of North Carolina as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/14/2024 - Present
Osaic Wealth, Inc. (Fayetteville NC)
NC
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Fayetteville NC)
NC
10/09/2017 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (Fayetteville NC)
NC
05/07/2001 - 10/10/2017
NATIONAL PLANNING CORPORATION (FAYETTEVILLE NC)
GA
06/02/1994 - 05/07/2001
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
IA
Issued 3/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/3/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/2/1999
Series 7 - General Securities Representative Examination
BC
Issued 7/1/1994
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 5/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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