Unclaimed
Bruce Thomas Brown is an Investment Advisor Representative with Osaic Wealth, Inc. based in Fayetteville, NC. Bruce has been working in the financial services industry since June 1994, and has been registered with the state of North Carolina since June 2024. Bruce is also a registered representative with Osaic Wealth, Inc. Bruce offers a variety of services to individuals and businesses, including financial planning, pension consulting, and portfolio management. Bruce is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
06/14/2024 - Present
Osaic Wealth, Inc. (Fayetteville NC)
NC
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Fayetteville NC)
NC
10/09/2017 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (Fayetteville NC)
NC
05/07/2001 - 10/10/2017
NATIONAL PLANNING CORPORATION (FAYETTEVILLE NC)
GA
06/02/1994 - 05/07/2001
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
IA
Issued 03/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1994
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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