Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Tenenbaum is an investment advisor representative with Rockefeller Financial LLC. Bruce has been in the industry since 1992 and has held previous positions with UBS Financial Services Inc. and Goldman, Sachs & Co. Bruce has a Series 63, Series 65, Series 3, and Series 7 licenses and is registered in 20 states. Bruce specializes in financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
04/28/2021 - Present
Rockefeller Financial LLC (San Francisco CA)
CA
05/15/2009 - 05/29/2019
UBS FINANCIAL SERVICES INC. (SAN MATEO CA)
NY
08/30/1993 - 05/28/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
10/15/1986 - 09/16/1987
MONTGOMERY SECURITIES
IA
Issued 02/06/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1993
Series 3 - National Commodity Futures Examination
BC
Issued 08/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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