Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Thompson has been in the financial services industry since January 29, 1973. Bruce is currently registered with LPL Financial LLC and is a Registered Representative. Bruce is also a Registered Investment Advisor in Hawaii and Texas. Bruce Thompson is a licensed professional in several states including, California, Colorado, Florida, Georgia, Hawaii, Maryland, Minnesota, New York, North Carolina, Ohio, Oregon, Texas, Utah, and Washington. Bruce has been working with LPL Financial LLC since May 2006, where Bruce is a Registered Representative. Bruce is also the owner of Bruce S Thompson & Associates, LLC. Bruce offers a variety of services including financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
06/05/2006 - Present
LPL Financial LLC (CAMAS WA)
OR
06/01/2005 - 06/07/2006
AXA ADVISORS, LLC (PORTLAND OR)
NY
08/27/1982 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NA
02/17/1982 - 05/13/1982
PRUCO SECURITIES CORPORATION
NA
10/17/1972 - 05/13/1982
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BOTH
Issued 10/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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