Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Scott Gelfand has been in the financial industry since December 22, 1994 and is currently registered with RBC Capital Markets, LLC. Bruce has been an advisor since December 2013 when Bruce began working with Wells Fargo Advisors LLC. Before that, Bruce worked with UBS Financial Services Inc. and Citigroup Global Markets Inc. Bruce is registered as a Broker and Investment Advisor in 17 states. Bruce holds Series 7, 31, and 63 licenses and also has a Series 65 license. Bruce's areas of specialization include Investment Advisory Services, Portfolio Management, Financial Planning, Pension Consulting, and Education Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/27/2017 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
12/18/2013 - 11/29/2017
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
05/29/2009 - 12/23/2013
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
09/26/1997 - 06/04/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CT
12/23/1994 - 10/21/1997
ADVEST, INC. (HARTFORD CT)
IA
Issued 06/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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