Unclaimed
Bruce Kaiserman is a financial advisor who has been in the industry since 2008. Bruce is currently registered with Apollo Global Securities, LLC in New York, NY. He holds Series 7, 10, 24, 63, 79TO and SIE licenses. Bruce has prior experience with CREDIT SUISSE SECURITIES (USA) LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
09/12/2008 - 02/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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