Unclaimed
Bruce Rudenberg is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC, and has been in the industry since 1975. Bruce has been registered with the Securities and Exchange Commission (SEC) since 1975. Bruce Rudenberg is registered to provide investment advisory services in Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Louisiana, Maine, Maryland, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, and Virginia. Bruce Rudenberg has passed the Series 63, Series 65, Series 7, Series 4, Series 5, Series 12, Series 15, Series 24, and SIE exams. Bruce Rudenberg has been employed by Wells Fargo Advisors, LLC, Wells Fargo Clearing Services, LLC, and UBS International Inc., in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/04/2020 - Present
Wells Fargo Advisors Financial Network, LLC (MIAMI FL)
FL
04/20/2009 - 06/04/2020
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
06/03/2002 - 05/12/2009
UBS INTERNATIONAL INC. (MIAMI FL)
NJ
01/28/1995 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
03/11/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
08/19/1988 - 03/09/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
05/02/1979 - 07/14/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
02/24/1978 - 07/14/1979
DEAN WITTER REYNOLDS INC.
NA
01/25/1978 - 02/24/1978
REYNOLDS SECURITIES, INC.
NA
08/16/1976 - 11/13/1977
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
08/27/1976 - 09/25/1976
BACHE HALSEY STUART INC.
NA
06/25/1975 - 08/27/1976
BACHE & CO INCORPORATED
IA
Issued 03/16/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2020
Series 24 - General Securities Principal Examination
BC
Issued 12/18/1981
Series 4 - Registered Options Principal Examination
BC
Issued 02/15/1980
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 11/30/1982
Series 5 - Interest Rate Options Examination
BC
Issued 06/21/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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