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Bruce Rudenberg

Wells Fargo Advisors Financial Network, LLC

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About Bruce Rudenberg

Bruce Rudenberg is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC, and has been in the industry since 1975. Bruce has been registered with the Securities and Exchange Commission (SEC) since 1975. Bruce Rudenberg is registered to provide investment advisory services in Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Louisiana, Maine, Maryland, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, and Virginia. Bruce Rudenberg has passed the Series 63, Series 65, Series 7, Series 4, Series 5, Series 12, Series 15, Series 24, and SIE exams. Bruce Rudenberg has been employed by Wells Fargo Advisors, LLC, Wells Fargo Clearing Services, LLC, and UBS International Inc., in the past.

Firm Information

Bruce Rudenberg is currently registered with Wells Fargo Advisors Financial Network, LLC. Wells Fargo Advisors Financial Network, LLC is a Limited Liability Company headquartered in St. Louis, Missouri. Founded in 2003, the firm offers a range of investment advisory services to individual and institutional clients, including financial planning, portfolio management, and pension consulting. Wells Fargo Advisors Financial Network, LLC is registered with the SEC and in all 50 states and the District of Columbia. The firm manages over $154 billion in regulatory assets under management.
Wells Fargo Advisors Financial Network, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103

$154.19B

Assets Under Management

2,434

Total Clients

3,095

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bruce Rudenberg’s Registration & Firm History

FL

06/04/2020 - Present

Wells Fargo Advisors Financial Network, LLC (MIAMI FL)

FL

04/20/2009 - 06/04/2020

WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)

FL

06/03/2002 - 05/12/2009

UBS INTERNATIONAL INC. (MIAMI FL)

NJ

01/28/1995 - 06/03/2002

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

03/11/1994 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NY

08/19/1988 - 03/09/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

05/02/1979 - 07/14/1988

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

NA

02/24/1978 - 07/14/1979

DEAN WITTER REYNOLDS INC.

NA

01/25/1978 - 02/24/1978

REYNOLDS SECURITIES, INC.

NA

08/16/1976 - 11/13/1977

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

NA

08/27/1976 - 09/25/1976

BACHE HALSEY STUART INC.

NA

06/25/1975 - 08/27/1976

BACHE & CO INCORPORATED

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Licenses & Designations

IA

Issued 03/16/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/10/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/23/2020

Series 24 - General Securities Principal Examination

BC

Issued 12/18/1981

Series 4 - Registered Options Principal Examination

BC

Issued 02/15/1980

Series 12 - NYSE Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/1984

Series 15 - Foreign Currency Options Examination

BC

Issued 11/30/1982

Series 5 - Interest Rate Options Examination

BC

Issued 06/21/1975

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Bruce Rudenberg. Review regulatory record here.
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