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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Roberts is a financial advisor with over 35 years of experience in the industry. Bruce is currently registered with Wells Fargo Advisors Financial Network, LLC and has been with the firm since October 2023. Previously, Bruce Roberts was registered with Wells Fargo Clearing Services, LLC, and Prudential Securities Incorporated. Bruce Roberts has a strong track record of providing financial advice and investment management services to individuals, families, and businesses. Bruce holds the Series 7, 31, 63, and 65 licenses, as well as the SIE exam, and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
10/25/2023 - Present
Wells Fargo Advisors Financial Network, LLC (BOCA RATON FL)
FL
07/01/2003 - 10/24/2023
WELLS FARGO CLEARING SERVICES, LLC (AVENTURA FL)
NY
09/15/1989 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/21/1986 - 09/15/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 07/20/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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