Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Robert Sawyer has been in the financial services industry since November 11, 1986. Bruce is a registered representative of LPL Financial LLC and is licensed in 28 states. Bruce holds Series 7, 24, 63, and 66 securities licenses and is also a registered investment advisor in Maine and Texas. Bruce has worked for several firms including IDS Life Insurance Company and American Express Financial Advisors Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
03/22/2021 - Present
LPL Financial LLC (S PORTLAND ME)
MN
09/08/1999 - 01/17/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
11/12/1986 - 01/17/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BOTH
Issued 12/31/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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