Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Robert Sandlow is a licensed securities professional with over 30 years of experience in the financial services industry. Bruce has been with Loop Capital Markets LLC since 2008. Prior to that, Bruce held positions at E*TRADE Capital Markets LLC, Knight Capital Markets, LLC., The Third Market Corp., TradeTech Securities L.P., Griffin Financial Services and LaSalle St Securities, L.L.C. Bruce holds a Series 7, Series 24, Series 55, Series 57TO and Series 63 licenses and is registered in Illinois. Bruce's experience spans a range of financial services including equity trading, investment advisory services and research services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
IL
10/14/2008 - Present
Loop Capital Markets LLC (CHICAGO IL)
IL
01/12/2005 - 10/15/2008
E*TRADE CAPITAL MARKETS LLC (CHICAGO IL)
NY
11/08/1997 - 05/14/2004
KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)
IL
03/06/1996 - 03/24/1999
THE THIRD MARKET CORP. (CHICAGO IL)
IL
08/18/1997 - 11/08/1997
TRADETECH SECURITIES L.P. (CHICAGO IL)
IL
03/18/1993 - 06/01/1995
THE THIRD MARKET CORP. (CHICAGO IL)
NA
07/07/1989 - 05/13/1991
GRIFFIN FINANCIAL SERVICES
IL
11/23/1988 - 10/07/1989
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
BC
Issued 03/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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