Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Robert Palm is a financial advisor with over 27 years of experience in the industry. Palm is currently registered with Invesco Distributors, Inc. and has been with the firm since May 2019. Previously, Palm was registered with OppenheimerFunds Distributor, Inc., Neuberger Berman LLC, Touchstone Securities, Inc., Riversource Distributors, Inc., RBC Dain Rauscher Inc., American Enterprise Investment Services Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, and John G. Kinnard and Company, Incorporated. Palm holds the Series 31, Series 7, and Series 63 licenses. Palm is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/25/2019 - Present
Invesco Distributors, Inc. (Dallas TX)
NY
01/29/2016 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
08/09/2012 - 01/19/2016
NEUBERGER BERMAN LLC (NEW YORK NY)
OH
08/21/2007 - 08/06/2012
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
MN
05/18/2007 - 08/22/2007
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
08/06/1998 - 02/02/2007
RBC DAIN RAUSCHER INC. (MINNEAPOLIS MN)
MN
01/06/1998 - 07/17/1998
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
MN
04/03/1996 - 07/17/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/03/1996 - 07/17/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
10/26/1994 - 10/26/1995
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
IA
Issued 11/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 10/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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