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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Randolph Seligman is a financial advisor with over 50 years of experience in the financial services industry. Bruce is currently registered with Morgan Stanley as a Registered Representative and Investment Advisor Representative. Bruce has been associated with the firm since June 2009. Bruce holds multiple licenses and registrations, including a Series 7, Series 63, and Series 65, and is licensed in numerous states. Bruce has a history of working for various firms in the industry, including Dean Witter & Co., Incorporated, Goodbody & Co. Incorporated, and Merrill Lynch, Pierce, Fenner & Smith, Inc. Bruce has also been involved in various business ventures, including owning rental property and engaging in raw land speculations. Bruce is dedicated to providing investment advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NM
06/01/2009 - Present
Morgan Stanley (Albuquerque NM)
NM
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ALBUQUERQUE NM)
NM
02/24/1978 - 04/02/2007
MORGAN STANLEY DW INC. (ALBUQUERQUE NM)
NA
05/16/1973 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
NA
05/19/1971 - 05/16/1973
DEAN WITTER & CO. INCORPORATED
NA
02/01/1971 - 06/20/1971
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
12/23/1970 - 04/26/1971
GOODBODY & CO. INCORPORATED
IA
Issued 12/22/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1989
Series 3 - National Commodity Futures Examination
BC
Issued 02/06/1979
PC - AMEX Put and Call Exam
BC
Issued 02/16/1966
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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