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Bruce Phillips Stone

Independent Financial Group, LLC

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About Bruce Phillips Stone

Bruce Stone has been a Registered Representative for over 45 years, serving clients in California and Arizona. Bruce is affiliated with Independent Financial Group, LLC, a firm that manages over $6.75 billion in assets. Stone also has a DBA named StoneKimbro Financial Services used for marketing purposes, and offers insurance products through Stone Insurance Services. Bruce has a variety of specializations, including financial planning, portfolio management for businesses and individuals, and pension consulting.

Firm Information

Bruce Stone is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bruce Stone’s Registration & Firm History

CA

05/13/2010 - Present

Independent Financial Group, LLC (Los Angeles CA)

CA

10/31/2005 - 04/29/2010

AFA FINANCIAL GROUP, LLC (PASADENA CA)

CA

10/31/2005 - 11/07/2005

AIG FINANCIAL ADVISORS, INC. (PASADENA CA)

AZ

11/16/1998 - 10/31/2005

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

CA

11/07/1994 - 11/16/1998

UNITED PACIFIC SECURITIES, INC. (CARLSBAD CA)

FL

06/13/1994 - 11/15/1994

LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)

NA

05/13/1989 - 05/14/1994

PROGRAMMED EQUITIES CORPORATION

NY

05/01/1979 - 03/20/1989

USLIFE EQUITY SALES CORP. (NEW YORK NY)

NA

09/14/1977 - 05/01/1979

USLIFE EQUITY SALES CORP

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Licenses & Designations

BOTH

Issued 10/02/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/05/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/1995

Series 7 - General Securities Representative Examination

BC

Issued 09/06/1977

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Bruce Phillips Stone. Review regulatory record here.
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