Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Philip Habig is a financial professional with over 17 years of experience in the financial services industry. Bruce has held various positions at prominent firms such as Natixis Securities Americas LLC, Barclays Capital Inc., Deutsche Banc Alex. Brown Inc., BT Alex. Brown Incorporated and CS First Boston Corporation. Currently, Bruce is registered with Bbva Securities Inc. and holds the Series 7, Series 79, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/19/2022 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
02/22/2016 - 02/21/2020
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
07/15/2010 - 02/11/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/14/1999 - 02/07/2002
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
MD
11/06/1989 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
12/23/1986 - 02/23/1988
CS FIRST BOSTON CORPORATION
BC
Issued 05/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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