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Bruce Paul Betz

NBC Securities, Inc.

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About Bruce Paul Betz

Bruce Paul Betz is a financial advisor at NBC Securities, Inc. Bruce has been working in the financial industry since 1983 and has a wide range of experience in providing investment advice and financial planning services to individuals, businesses, and institutions. Bruce also has experience in providing portfolio management for businesses and individuals. Bruce holds the Series 7, Series 31, Series 63, and Series 65 licenses, along with the SIE certification. Bruce has a proven track record of success in helping clients achieve their financial goals.

Firm Information

Bruce Betz is currently registered with NBC Securities, Inc.. NBC Securities, Inc. is a corporation headquartered in Birmingham, Alabama, that has been in operation since March 13, 1986. The firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm manages approximately $1 billion to $10 billion in assets and has a presence in all 50 states and the District of Columbia.
NBC Securities, Inc.

1927 FIRST AVENUE NORTH

BIRMINGHAM, AL 35203

$1.72B

Assets Under Management

100

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bruce Betz’s Registration & Firm History

AL

09/29/2022 - Present

NBC Securities, Inc. (BIRMINGHAM AL)

MD

03/13/2009 - 02/08/2013

RBC CAPITAL MARKETS, LLC (HUNT VALLEY MD)

MD

09/28/2001 - 03/13/2009

FERRIS, BAKER WATTS, LLC (HUNT VALLEY MD)

MD

11/02/1990 - 10/04/2001

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

MD

10/24/1988 - 11/08/1990

FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)

NA

05/24/1983 - 10/24/1988

BAKER, WATTS & CO., INC.

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Licenses & Designations

IA

Issued 09/30/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/03/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 05/21/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bruce Paul Betz.
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