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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Davis is a financial advisor with Raymond James & Associates, Inc. based in New York, NY. Bruce has been active in the financial services industry since 1986 and has worked with Deutsche Bank Securities Inc., Bear Stearns & Co., and Prudential Securities Incorporated in the past. Bruce holds the Series 3, Series 7, Series 63, and Series 65 licenses. He has specializations in several areas, including investment management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2021 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
06/09/2008 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/01/2001 - 06/19/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/03/1991 - 12/13/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
02/26/1991 - 03/20/1991
PRUDENTIAL SECURITIES INCORPORATED
MA
04/27/1990 - 02/27/1991
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
02/21/1989 - 03/19/1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
NA
09/03/1987 - 03/19/1990
DREXEL BURNHAM LAMBERT INCORPORATED
NA
10/22/1985 - 05/21/1987
CITICORP SECURITIES MARKETS, INC.
IA
Issued 10/04/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1985
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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