Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce O. Dye is a registered investment advisor representative with LPL Financial LLC. Bruce has been in the financial services industry since March 1998 and has held previous positions with firms such as Wells Fargo Clearing Services, LLC, Banc One Securities Corporation, and Tower Equities, Inc. Bruce holds the Series 6, 7, and 66 licenses, and the SIE designation. Bruce provides financial planning, investment management, and retirement planning services to individuals, corporations, and other clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
06/13/2019 - Present
LPL Financial LLC (HILLIARD OH)
OH
12/03/2004 - 06/12/2019
WELLS FARGO CLEARING SERVICES, LLC (COLUMBUS OH)
IL
02/14/2001 - 12/09/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
11/03/2000 - 02/23/2001
TOWER EQUITIES, INC. (DAYTON OH)
IL
03/18/1998 - 10/24/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 12/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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