Unclaimed
Bruce Auerbach is a financial advisor with World First Financial Services, Inc. located in Staten Island, NY. Bruce has been in the financial services industry since 1980 and has experience working with various clients across multiple states. Bruce has held registrations with several firms throughout their career, including Monarch Financial Corporation of America, Apple Financial Corporation, Bevill, Bresler & Schulman Incorporated, and Hanauer, Stern & Company, Incorporated. Bruce is licensed to provide financial advice in a variety of areas, including securities, investments, and municipal securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/23/2010 - Present
World First Financial Services, Inc. (Staten Island NY)
NY
02/16/1989 - 08/25/2010
MONARCH FINANCIAL CORPORATION OF AMERICA (NEW YORK NY)
NA
08/02/1983 - 11/22/1988
APPLE FINANCIAL CORPORATION
NA
07/18/1983 - 09/09/1983
BEVILL, BRESLER & SCHULMAN INCORPORATED
NA
10/29/1979 - 07/19/1983
HANAUER, STERN & COMPANY,INCORPORATED
BC
Issued 12/31/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1980
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1979
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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