Invested Better
Unclaimed

Unclaimed

Unclaimed

Bruce Neil Auerbach

World First Financial Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Bruce? Claim Your Profile

About Bruce Neil Auerbach

Bruce Auerbach is a financial advisor with World First Financial Services, Inc. located in Staten Island, NY. Bruce has been in the financial services industry since 1980 and has experience working with various clients across multiple states. Bruce has held registrations with several firms throughout their career, including Monarch Financial Corporation of America, Apple Financial Corporation, Bevill, Bresler & Schulman Incorporated, and Hanauer, Stern & Company, Incorporated. Bruce is licensed to provide financial advice in a variety of areas, including securities, investments, and municipal securities.

Firm Information

Bruce Auerbach is currently registered with World First Financial Services, Inc.. World First Financial Services, Inc. is a corporation formed on January 2, 1976. It is registered in 30 states and holds one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Bruce Auerbach’s Registration & Firm History

NY

07/23/2010 - Present

World First Financial Services, Inc. (Staten Island NY)

NY

02/16/1989 - 08/25/2010

MONARCH FINANCIAL CORPORATION OF AMERICA (NEW YORK NY)

NA

08/02/1983 - 11/22/1988

APPLE FINANCIAL CORPORATION

NA

07/18/1983 - 09/09/1983

BEVILL, BRESLER & SCHULMAN INCORPORATED

NA

10/29/1979 - 07/19/1983

HANAUER, STERN & COMPANY,INCORPORATED

Not sure if Bruce Neil Auerbach is right for you?

Licenses & Designations

BC

Issued 12/31/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/1980

Series 7 - General Securities Representative Examination

BC

Issued 10/20/1979

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Bruce Neil Auerbach. Review regulatory record here.
Not sure if Bruce Neil Auerbach is right for you?