Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Miller is an investment advisor representative who has been active in the financial industry since 1998. Bruce is currently registered with Morgan Stanley in Kentucky, Florida and Texas and also has a Series 65 license. Previously, Bruce was registered with WELLS FARGO ADVISORS, LLC and PRUDENTIAL SECURITIES INCORPORATED. Bruce has experience working with a wide range of clients, including individuals, high-net-worth individuals, corporations, and pension plans. Bruce offers a variety of advisory services, including financial planning, portfolio management, and asset allocation advice. Bruce is a board member of The Temple in Louisville, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
KY
07/23/2014 - Present
Morgan Stanley (Louisville KY)
KY
07/01/2003 - 07/18/2014
WELLS FARGO ADVISORS, LLC (LOUISVILLE KY)
NY
07/27/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/02/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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