Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Merritt Swenson is a financial professional with over 35 years of experience in the industry. Bruce is currently registered with Stephens and has been with the firm since August 2001. Bruce has a history of working with various firms throughout his career, including Everen Securities, Inc. Principal Financial Securities, Inc., PaineWebber Incorporated, and Rotan Mosle Inc. Bruce holds Series 63, 7, 24, and SIE licenses and has worked in multiple states, including Texas and Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
08/02/1999 - Present
Stephens (DALLAS TX)
MO
05/11/1998 - 08/30/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
TX
10/13/1992 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NJ
01/01/1991 - 01/11/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
10/19/1983 - 01/01/1991
ROTAN MOSLE INC.
BC
Issued 11/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Bruce Swenson is the right advisor for you? Invested Better is here to help.
