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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Mclain Becker is a financial advisor with over 38 years of experience in the industry. Bruce Becker currently works for Morgan Stanley and is registered with the state of Illinois as a Registered Investment Advisor. Bruce Becker has been a registered representative since January 24th, 1984, and has held positions with a number of firms including Lehman Brothers Inc, Thomson McKinnon Securities Inc, Wayne Hummer & Co, and Citigroup Global Markets Inc. Bruce Becker is a highly experienced financial advisor with a broad range of expertise. Bruce Becker is licensed in several states and holds several licenses including Series 7, Series 15, Series 31 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
09/28/2016 - Present
Morgan Stanley (Chicago IL)
IL
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NY
09/13/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/14/1985 - 09/19/1988
THOMSON MCKINNON SECURITIES INC.
NA
01/25/1984 - 05/20/1985
WAYNE HUMMER & CO.
IA
Issued 06/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/17/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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