Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Martin Yates is an investment advisor representative for Edelman Financial Engines, based in BOTHELL, Washington. Bruce has been in the industry since 1979. Bruce is a registered Investment Advisor representative in Washington and Texas. Bruce holds the Series 3, 7, 24, 63, and 65 securities licenses and the SIE exam. Previously, Bruce was an investment advisor representative at PRIVATE CLIENT SERVICES, LLC, SYMETRA INVESTMENT SERVICES, INC. and PACIFIC WEST SECURITIES, INC. Bruce has also worked at several other firms, including Vanguard Capital and Merrill Lynch. Bruce has been writing a book on finance and investing since 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
1
2
WA
03/25/2022 - Present
Edelman Financial Engines (BOTHELL WA)
WA
11/01/2013 - 12/22/2016
PRIVATE CLIENT SERVICES, LLC (BELLEVUE WA)
WA
04/02/2012 - 09/30/2013
SYMETRA INVESTMENT SERVICES, INC. (BELLEVUE WA)
WA
09/19/1990 - 02/14/2012
PACIFIC WEST SECURITIES, INC. (BELLEVUE WA)
CA
03/31/1989 - 09/18/1990
VANGUARD CAPITAL (DEL MAR CA)
NA
11/06/1986 - 04/12/1989
PFG SECURITIES, INC.
NA
09/04/1984 - 11/20/1986
FSC SECURITIES CORPORATION
NA
08/03/1982 - 09/12/1984
FOSTER & MARSHALL/AMERICAN EXPRESS INC.
NA
11/23/1979 - 08/09/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 12/14/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/15/1985
Series 24 - General Securities Principal Examination
BC
Issued 12/22/2016
SIE - Securities Industry Essentials Examination
BC
Issued 8/15/1983
Series 3 - National Commodity Futures Examination
BC
Issued 11/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
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