Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Martin Tanis is a financial advisor with Wealthpenn.comllc, an investment firm with offices in New York and West Palm Beach, Florida. Bruce has been in the industry since 1984 and has held positions with several well-known firms such as Citigroup Global Markets Inc., Oppenheimer & Co. Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Bruce's experience includes both brokerage and investment advisory services. He holds several licenses and certifications, including Series 7, 8, 24, 63, 65, and 66. Bruce is registered in 31 states, including New York, Florida, and Texas. He specializes in providing investment advice to high net worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and other clients. Bruce's approach to financial planning is to help clients reach their financial goals by developing customized investment strategies that meet their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/18/2020 - Present
Wealthpenn.comllc (New York NY)
NY
01/16/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/03/2003 - 01/16/2007
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
02/26/1998 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
MI
01/31/1992 - 03/09/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
NJ
09/24/1990 - 04/29/1991
HYM FINANCIAL, INC. (CLIFTON NJ)
NA
06/06/1990 - 10/17/1990
VANTAGE FINANCIAL SERVICES, INC.
NY
05/19/1988 - 04/30/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/19/1985 - 05/28/1988
PAINEWEBBER INCORPORATED
NA
01/21/1985 - 08/07/1985
DEAN WITTER REYNOLDS INC.
NA
09/21/1983 - 09/25/1984
GIBRALTAR SECURITIES CO.
BOTH
Issued 2/15/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 9/21/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/13/1995
Series 24 - General Securities Principal Examination
BC
Issued 11/12/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Bruce Tanis is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
