Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Cohen is a financial advisor with over 40 years of experience in the financial industry. Bruce is a Certified Financial Planner and currently works with Osaic Wealth, Inc. Bruce has a long history of working with individuals and families, providing financial planning and investment advice. Bruce's previous roles include working with Securities America, Inc., Foothill Securities, Inc., and SunAmerica Securities, Inc. Bruce has been registered with the Securities and Exchange Commission (SEC) since 1982.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/14/2024 - Present
Osaic Wealth, Inc. (SOQUEL CA)
CA
12/08/2016 - 06/14/2024
SECURITIES AMERICA, INC. (SOQUEL CA)
CA
03/12/1999 - 12/08/2016
FOOTHILL SECURITIES, INC. (SOQUEL CA)
AZ
11/02/1995 - 03/12/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
03/19/1992 - 11/21/1995
FOOTHILL SECURITIES, INC. (SANTA CLARA CA)
GA
05/25/1990 - 03/24/1992
FSC SECURITIES CORPORATION (ATLANTA GA)
CA
02/03/1987 - 05/25/1990
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NA
07/26/1985 - 02/11/1987
BENEFITSCORP EQUITIES, INC.
NA
07/21/1982 - 01/10/1985
UNITED RESOURCES FINANCIAL
NA
09/18/1981 - 08/06/1982
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 10/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 09/20/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/08/1981
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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