Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Marshall has been in the financial industry since 1988. Bruce is an active Registered Representative and Investment Advisor Representative in multiple states. Bruce is currently registered with J.P. Morgan Securities LLC and is licensed with FINRA, Series 3, 7, 8, 9, 10, 63, and 65. Bruce has held previous positions with Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Citigroup Global Markets Inc., Dean Witter Reynolds Inc., Paine Webber Incorporated, and Bear, Stearns & Co. Inc. Bruce has a proven track record of success and a dedication to providing exceptional service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
03/31/2021 - Present
J.p. Morgan Securities LLC (LA JOLLA CA)
CA
09/12/2012 - 04/06/2021
WELLS FARGO CLEARING SERVICES, LLC (LA JOLLA CA)
CA
06/01/2009 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (LA JOLLA CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LA JOLLA CA)
CA
01/04/2006 - 04/02/2007
MORGAN STANLEY DW INC. (LAJOLLA CA)
CA
11/11/1998 - 01/20/2006
CITIGROUP GLOBAL MARKETS INC. (LAJOLLA CA)
NY
08/22/1994 - 11/02/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
06/12/1991 - 08/16/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/21/1987 - 03/14/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 12/31/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/10/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1998
Series 3 - National Commodity Futures Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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